Autologous blood patch pleurodesis for persistent air leak in the setting of chronic non-invasive ventilation: case report
Case Report: Surgery: Lung Surgery

Autologous blood patch pleurodesis for persistent air leak in the setting of chronic non-invasive ventilation: case report

Viktor Sekowski^, Pen Li^

Division of Pulmonary Medicine, Department of Medicine, University of Alberta, Edmonton, AB, Canada

Contributions: (I) Conception and design: Both authors; (II) Administrative support: None; (III) Provision of study materials or patients: None; (IV) Collection and assembly of data: None; (V) Data analysis and interpretation: None; (VI) Manuscript writing: Both authors; (VII) Final approval of manuscript: Both authors.

^ORCID: Viktor Sekowski, 0000-0001-8827-3262; Pen Li, 0000-0001-7815-741X.

Correspondence to: Dr. Pen Li, MD. University of Alberta, 11350 83 Ave., NW, 3-125 Clinical Sciences Building, Edmonton, AB T6G 2G3, Canada. Email: pen@ualberta.ca.

Background: Persistent air leaks (PAL) are associated with significant morbidity and mortality, including prolonged length of hospital stays, increased re-admission rates and increased incidences of pneumonia and pleural space infections. Autologous blood patch pleurodesis (ABPP) may be used in the management of PAL, however it is unclear whether this treatment option can be used in patients requiring chronic non-invasive ventilation.

Case Description: We discuss a patient with amyotrophic lateral sclerosis (ALS) requiring continuous bi-level positive airway pressure ventilation, who presented to our centre with secondary spontaneous pneumothorax, complicated by a PAL. He was not a candidate for definitive surgical management due to his dependence on chronic non-invasive ventilation, immobility, and poor functional status. After administering five autologous blood patch pleurodeses, the patient’s alveolar pleural fistula resolved, and he was discharged home. He has not had recurrence of his pneumothorax with one year of follow-up. With the last successful attempt, he was positioned in an upright sitting position.

Conclusions: Our case report suggests that ABPP is an effective and safe treatment for PAL in patients requiring chronic non-invasive ventilation, including patients who are not surgical candidates. The treatment may need to be repeated, and patient positioning may affect outcomes.

Keywords: Pneumothorax; pleurodesis; blood patch; ventilation; case report


Received: 27 November 2022; Accepted: 22 December 2022; Published online: 08 February 2023.

doi: 10.21037/amj-22-77


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Key findings

• Autologous blood patch pleurodesis may need to be attempted multiple times in ventilated patients with persistent air leaks and can have an immediate effect.

• The success of autologous blood patch pleurodesis may also be patient position dependent.

What is known and what is new?

• Autologous blood patch pleurodesis is a safe treatment option for persistent air leaks.

• Persistent air leaks in patients on positive pressure ventilation are much more difficult to treat and resolve.

What is the implication, and what should change now?

• Autologous blood patch pleurodesis’ effectiveness may be dependent on patient positioning; therefore, if a patient has an apical chest tube, an upright position may allow more even distribution of blood in the chest cavity.


Introduction

Persistent air leaks (PAL) are a known complication of spontaneous pneumothorax secondary to underlying lung disease, pulmonary infections, mechanical ventilation, chest trauma and pulmonary resections (1,2). Apart from surgical management, non-surgical treatment modalities described in the literature include autologous blood patch pleurodesis (ABPP), chemical pleurodesis, and endoscopic therapies (2-4). The use of ABPP has been previously described in literature for non-surgical etiologies of PAL, including secondary spontaneous pneumothorax from interstitial lung disease (5). ABPP has been demonstrated to be an effective and safe method in the treatment of PALs in secondary spontaneous pneumothorax (6-8), and the effectiveness and safety of ABPP may be similar to chemical pleurodesis (5). Several case studies have described the successful use of ABPP in coronavirus disease 2019 (COVID-19) patients with refractory pneumothorax who were unable to undergo surgical management (9,10).

To date, no literature has described the use of ABPP in patients requiring chronic non-invasive ventilation. We describe a patient who was dependent on non-invasive ventilation and subsequently developed a PAL, which resolved after ABPP was administered with the patient being in an upright position. We present the following case in accordance with the CARE reporting checklist (available at https://amj.amegroups.com/article/view/10.21037/amj-22-77/rc).


Case presentation

Our case is a 61-year-old male lifelong non-smoker with a history of amyotrophic lateral sclerosis (ALS), initially diagnosed in 2017. Due to neuromuscular weakness, he has been dependent on bilevel positive airway pressure ventilation since 2018. He had no history of prior lung disease, abnormal chest radiographs, and no history of pertinent occupational or environmental exposures. He was previously offered tracheostomy but declined it. Our case presented to our tertiary centre in 2021 with acute dyspnea, increased work of breathing and hypoxemia. His initial chest radiograph found that he developed his first secondary spontaneous pneumothorax and was felt to be in of tension due to increased oxygen requirements and hemodynamic instability (Figure 1A). The etiology behind his pneumothorax was not certain but it may have been due to barotrauma from bilevel positive airway pressure ventilation. He underwent needle decompression followed by insertion of a 14 F apical chest tube. While there was initially partial re-expansion of the right lung, it became evident that he developed a PAL as he had continuous air bubbling into the chest drainage for more than 5 days post-chest tube insertion.

Figure 1 Serial radiographs during the patient’s hospitalization. (A) First radiograph on presentation, demonstrating right tension pneumothorax. (B) Radiograph demonstrating partial pleurodesis of the right upper lobe after two blood patches with a persistent lower lung zone pneumothorax. (C) Radiograph after fifth ABPP with resolved pneumothorax. ABPP, autologous blood patch pleurodesis.

Hospital course

The patient had a grade 4 PAL (2,11), or continuous bubbling present in the air leak chamber during both inspiration and expiration, that did not resolve for several months. Contributing factors included his dependence on bilevel positive airway pressure and mechanical exsufflation-insufflation for mucous clearance. He was not a surgical candidate due to his dependence on chronic non-invasive ventilation, immobility, and poor functional status. Due to his neuromuscular weakness, our patient has been bedbound for 3 years preceding his hospital admission and could not be weaned from non-invasive mechanical ventilation. The patient did not want to be intubated for endoscopic therapies due to risk of respiratory failure from sedation. He also declined chemical pleurodesis due to concerns of pain and risks related to sedation. The patient initially requested to continue with current catheter thoracostomy to avoid additional potential risks from other procedures, including ABPP.

His computed tomography (CT) chest on day 12 found a small residual pneumothorax despite appropriately positioned right pleural drain, but there was no evidence of emphysema, bullae, bronchopleural fistulas, or interstitial lung disease. He required at least −20 cmH2O to maintain lung expansion. Given the limited treatment options available and his non-resolving PAL, on day 62 the patient agreed to trial of ABPP since sedation is not required for this treatment. For the ABPP protocol, 100 mL of venous blood was drawn from the peripherally inserted central catheter. The blood was immediately injected into the 14 F chest tube, followed by 30 mL saline flush. The chest tube, located in the 5th intercostal space over the right anterior axillary line, was elevated above the patient’s chest to avoid blood reflux into the tubing and plugging. It was also connected to gravity drainage to allow any air build up to escape if needed. After one hour, a chest radiograph was performed to reassess the pneumothorax.

The initial two ABPP procedures resulted in immediate resolution of the air leak (day 62 and 67). After each procedure, he developed hemoptysis within 30 min of injection of peripheral blood. While the presence of air leak through the drainage system ceased temporarily after instillation of blood, the leak resumed in less than 24 h. Since the leak was so large that there was incomplete lung expansion, his 14 F apical chest tube was exchanged on day 110 with a larger 28 F apical chest tube, which was effective to enable full lung expansion. The patient initially declined further therapies due to their associated risks, but he later agreed to repeat ABPP. Two more procedures were done with the larger tube (day 119 and 121), but once again, the leak resumed within 24 hours (Figure 1B).

In the first four procedures, our patient was in a supine position angled at 30 degrees. On day 148, the patient agreed to a fifth procedure with him supported in an upright position to allow more even distribution of blood in the hemithorax, given that the tip of the chest tube was at the apex. Once again, shortly after injecting the blood into his apical chest tube, he had small volume hemoptysis, indicating that the blood had reached the parenchymal tear. Similar to his previous trials of ABPP, he tolerated the procedure well with small volume hemoptysis as the only complication. The air leak and pneumothorax subsequently resolved on the same day of the procedure. To ensure long-term resolution of his PAL, his chest tube remained on continuous suction until after his repeat imaging study. The radiograph five days after the last ABPP found no recurrent pneumothorax. On day 160, his chest tube was removed after seven days of intermittent suctioning, as per his family’s request. His radiograph performed a day after his chest tube removal found no recurrent pneumothorax (Figure 1C) and he was later discharged from the hospital on day 166. Although he underwent multiple ABPP procedures, his hemoglobin levels were stable (between 80 to 100) and he did not require a blood transfusion during his hospital admission. He has not had recurrence of his pneumothorax with 1 year of follow-up based on our clinical assessment and repeat chest radiograph. Figure 2 includes CT chest contrast axial cuts prior to ABPP and Figure 3 outlines the timelines of events.

Figure 2 CT chest contrast axial cuts in lung window performed prior to ABPP. (A) Persistent partial right upper lobe collapse. (B) Appropriately positioned right pleural drain. (C) Evidence of airway secretions and dependent lower lobe ground-glass centrilobular opacities, likely due to aspiration bronchiolitis. CT, computed tomography; ABPP, autologous blood patch pleurodesis.
Figure 3 Timeline of events during the patient’s hospitalization.

All procedures performed in this study were in accordance with the ethical standards of the institutional and/or national research committee(s) and with the Helsinki Declaration (as revised in 2013). Written informed consent was obtained from the patient’s next-of-kin for publication of this case report and any accompanying images. All means were taken to protect the identity of this patient and all patient identifiers were removed from the report. A copy of the written consent is available for review by the editorial office of this journal.


Discussion

Air leaks result from the presence of an alveolar pleural fistula, which is where there is communication between the alveoli of the pulmonary parenchyma distal to a segmental bronchus with the pleural space (1). An air leak is considered to be persistent when it lasts beyond 5 to 7 days (2). Many guidelines recommend conservative watchful waiting with chest tube drainage followed by surgical repair as the gold standard for treatment for PAL (2). For patients who are non-surgical candidates, chemical pleurodesis, ABPP, or endobronchial therapies such as one-way bronchial valves are potential treatment options (2). To our knowledge, no research studies or case reports have described the use of ABPP in patients requiring chronic non-invasive ventilation who developed PAL.

Multiple case studies as well as two randomized controlled trials have reported success using ABPP (2,12-14). Using 100 mL of blood may be more effective than 50 mL (12). The blood may immediately patch the alveolar pleural fistula, and also induce inflammation and pleurodesis (15). The procedure is overall safe with only a few, rare complications, including chest tube obstruction, pleuritis, and empyema (2). In order to reduce the risk of tension pneumothorax caused by chest tube obstruction, peripheral venous blood should be rapidly administered through large bore pleural catheters, followed by a sterile saline flush (16-18). For our patient, we initially administered peripheral venous blood via a 14 F chest tube but it was later exchanged with a 28 F chest tube, since large bore pleural catheters are preferable for ABPP. While it has been suggested by nuclear medicine studies that deposition of injected fluid into the chest distributes regardless of positioning, our case highlights that it may impact efficacy, especially when using blood (19). However, since our observation cannot prove causality or generalizability, further studies are required to determine whether patient positioning is correlated with improved ABPP outcomes.

The management of PAL in our case study was particularly challenging as he was dependent on non-invasive mechanical ventilation. The positive pressure delivered by mechanical ventilation likely impairs the blood patch’s ability to “seal off” the leak, as the pressure will stress the leak towards the pleural space on inspiration and away from the pleural space on exhalation (20). This likely impaired the outcomes of the first four ABPP trials in our case study. Currently, there is limited data on the management of PAL in mechanically ventilated patients who fail to respond to conservative management. In critically ill patients requiring mechanical ventilation, ABPP or bronchoscopic therapies, including endobronchial valves, are available treatment options (20). Further research is required to determine the efficacy of these treatments in patients requiring chronic non-invasive mechanical ventilation.


Conclusions

To conclude, our case study suggests that ABPP can be used to treat PAL in patients requiring chronic non-invasive ventilation. ABPP is also likely an option for patients requiring invasive mechanical ventilation. Pleural blood patch pleurodesis may be particularly useful in fragile patients with PAL who are not surgical candidates, although multiple attempts may be required. Our case also highlights the importance of patient positioning in ABPP. Positioning the patient in an upright position, or a position that would permit the blood to distribute more evenly through the chest cavity may be more effective. This theory needs to be assessed further in prospective studies.


Acknowledgments

Funding: None.


Footnote

Reporting Checklist: The authors have completed the CARE reporting checklist. Available at https://amj.amegroups.com/article/view/10.21037/amj-22-77/rc

Peer Review File: Available at https://amj.amegroups.com/article/view/10.21037/amj-22-77/prf

Conflicts of Interest: Both authors have completed the ICMJE uniform disclosure form (available at https://amj.amegroups.com/article/view/10.21037/amj-22-77/coif). The authors have no conflicts of interest to declare.

Ethical Statement:The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. All procedures performed in this study were in accordance with the ethical standards of the institutional and/or national research committee(s) and with the Helsinki Declaration (as revised in 2013). Written informed consent was obtained from the patient’s next-of-kin for publication of this case report and any accompanying images. All means were taken to protect the identity of this patient and all patient identifiers were removed from the report. A copy of the written consent is available for review by the editorial office of this journal.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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doi: 10.21037/amj-22-77
Cite this article as: Sekowski V, Li P. Autologous blood patch pleurodesis for persistent air leak in the setting of chronic non-invasive ventilation: case report. AME Med J 2023;8:9.

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